A Compliance Officer is needed for our client, a well respected Financial Services Broker.
Reporting to the Compliance Director it will be your responsibility to monitor advice given across the business and report back to the board, ensure staff members are kept up to date with any regulatory developments, provide KPI's to the sales team, and assist in training and areas of compliance where needed.
Those who wish to be considered must possess the CFP qualification or the equivalent, and the ability to communicate at all levels. Technical knowledge is essential.
Salary will depend on previous experience and qualifications.